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Trade compliance
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#	Item
681	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 19, 2012 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-20 06:24:17 Business Trade Reporting And Compliance Engine Economy of the United States U.S. Securities and Exchange Commission Securities Exchange Act Selling away United States securities law Financial regulation Financial Industry Regulatory Authority
682	Accommodation and Compliance Series Employees with Drug Addiction Preface The Job Accommodation Network (JAN) is a service of the Office of Disability Employment Policy of the U.S. Department of Labor. JAN makes documen Add to Reading List Source URL: askjan.org Language: English - Date: 2013-03-11 15:47:54 Substance abuse Drug culture Public health Drug control law Illegal drug trade Substance dependence Job Accommodation Network Drug rehabilitation Drug user Medicine Pharmacology Chemistry
683	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]March 5, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-07 11:24:27 Trade Reporting And Compliance Engine Business Financial system U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization ACT Selling away OTC Bulletin Board United States securities law Financial regulation Financial Industry Regulatory Authority
684	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 30, 2008 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-01-05 09:59:41 Financial Industry Regulatory Authority Financial regulation Financial economics Alternative display facility Securities Exchange Act ACT U.S. Securities and Exchange Commission Trade Reporting And Compliance Engine United States securities law Self-regulatory organizations Economy of the United States
685	Order Granting Approval of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transact Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-23 16:42:37 Structured finance Financial economics Financial system United States housing bubble Mortgage-backed security Financial Industry Regulatory Authority Trade Reporting And Compliance Engine Securities Exchange Act ACT United States securities law Fixed income securities Finance
686	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 24, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 an Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-25 09:21:50 Investment Fixed income securities Structured finance United States housing bubble United States Securities and Exchange Commission Asset-backed security Trade Reporting And Compliance Engine Financial Industry Regulatory Authority Securities Exchange Act Financial economics Finance United States securities law
687	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]August 29, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effective Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-30 07:31:03 Economy of the United States Trade Reporting And Compliance Engine Financial system Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization ACT United States securities law Financial regulation Financial Industry Regulatory Authority
688	U.S. Department of Labor - Newsletter Add to Reading List Source URL: www.dol.gov Language: English - Date: 2009-10-29 20:57:46 Safety Risk Office of Federal Contract Compliance Programs Trade Adjustment Assistance Mine Safety and Health Administration Occupational safety and health United States federal executive departments Safety engineering United States Department of Labor
689	BSF5013.qxd[removed]:02 PM Add to Reading List Source URL: cbsa-asfc.gc.ca Language: English - Date: 2008-06-23 13:38:16 Customs broking Audit Regulatory compliance Export International trade Business Canada Border Services Agency
690	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-02 16:12:22 Financial Industry Regulatory Authority Business Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission NYSE Euronext Selling away Trade Reporting And Compliance Engine United States securities law Financial regulation Financial system